Figure: Example Plotting Chart (Just Entering Oceanic), from Eddie's notes.
Flying in oceanic airspace requires pilots take on some of the burden that domestically belongs to air traffic control with radar contact. There are a few extra steps prior to and during the oceanic crossing. While procedures worldwide have become much more standardized, there are differences in various regions. The basic procedures are covered here, with regional differences noted. Of course these procedures are changing every day and you should check prior to every trip.
This section continues an example G450 trip from Bedford, Massachusetts (KBED) to Geneva, Switzerland (LSGG), to Mumbai, India (VABB), to Tokyo, Japan (RJAA), to Honolulu, Hawaii (PHNL), to San Francisco, California (KSFO), back to Bedford. For the purpose of covering an oceanic departure, this section will focus on the KBED to LSGG leg. To view the steps required prior to oceanic airspace entry, see: International Operations Manual / Oceanic Departure.
What follows comes from the references shown below. Where I think it helpful, I've added my own comments in blue.
Figure: Master Document After DENDU ETA, from Eddie's notes.
In most oceanic and remote airspace you are expected to make ETA’s plus or minus 2 minutes. All that usually begins with your oceanic entry point. Make sure you record that time on the master document. There are two sets of rules when it comes to making these ETAs.
The primary method of maintaining proper longitudinal separation between aircraft throughout almost all of the world's oceanic airspace is for each aircraft to maintain a constant Mach Number Technique, which is actually more than a "technique," it is a required procedure. More about this: International Operations / Mach Number Technique.
Do not chase the Mach indicator to make your ETA's good. Fly your cleared Mach Number and monitor your ETA progress. If you are off my three minutes or more, inform ATC. If you adjust your speed and the aircraft ahead or behind you do not, there could be a loss of longitudinal separation.
We were assigned Mach 0.80 for our example flight's oceanic clearance and our G450 cockpit indication gives us a True Mach Number. So we set 0.80 and allow the auto throttles to manage the speed control task for us. We keep an eye on each ETA and if they vary by three minutes or more, we inform ATC. Since we are in the North Atlantic, we'll wait 30 minutes after DENDU before switching the transponder to Code 2000.
[AC 91-70A, Appendix 2, ¶2.g.(3)] After going beyond the range of the assigned VHF frequency, crews should set their radios to interplane (123.45) and guard frequency (121.5).
[ICAO Annex 10 Vol V, ¶220.127.116.11.1] An air-to-air VHF communications channel on the frequency of 123.45 MHz shall be designated to enable aircraft engaged in flights over remote and oceanic areas out of range of VHF ground stations to exchange necessary operational information and to facilitate the resolution of operational problems.
Hand off procedures are not standardized internationally, but HF Frequencies are normally given by ATC on VHF or CPDLC, but may also be published on en route charts.
Gander gives us direct to 51N 050W before we reach DENDU and asks for our "five zero west" estimate. We turn the aircraft direct 51N 050W and see the FMS estimates that point at 1713Z. We pass that on to Gander and record that on the Master Document, since we will now have to make that time plus or minus 2 minutes or have to revise it.
Since we are CPDLC equipped, Gander Radio tells us "November seven seven zero zero, Gander Radio, voice reports not required in Gander OCA, at thirty west contact Shanwick on three zero one six primary or five five niner eight secondary." We tune 121.5 and 123.45 on our VHF radios, turn the cockpit speakers on to listen to those frequencies and rely on the SELCAL for any HF contact.
[AC 91-70A, Appendix 2, ¶2.g.] Thirty minutes after oceanic entry, crews should Squawk 2000, if applicable. There may be regional differences such as Squawking 2100 in Bermuda's airspace or maintaining last assigned Squawk in the West Atlantic Route System (WATRS). Crews transiting Reykjavik's airspace must maintain last assigned Squawk.
Caribbean / South America. [AC 91-70A, ¶ 8-16.b.] Use code 2000 when beyond radar coverage if there is no specification for another code.
Iceland. [AC 91-70A, ¶ 13-9.b.] Pilots will operate SSR transponders continuously on Mode A, Code 2000, except that departing aircraft will retain the last assigned code for 30 minutes after entry into NAT oceanic airspace unless otherwise instructed by ATC.
North Pacific Oceanic. [AC 91-70A, ¶ 5-5.b.] When reaching oceanic airspace, squawk 2000 and monitor VHF 121.5 and the pacific air-to-air frequency 123.45.
Polar Routes. [AC 91-70A, ¶ 14-3.b.] On polar routes beyond areas of radar coverage, squawk 2000.
Thirty minutes after DENDU we switch the transponder to Code 2000.
Figure: In flight Broadcast Procedures Note, from Jeppsen Airway Manual, Middle East/South Asia High Altitude En Route Chart, 1 ME(HI), 14 Nov 13.
In areas where Traffic Information Broadcasts by Aircraft (TIBA) or the IATA In-Flight Broadcast Procedure is mandated by the country specific AIP, Jeppesen Airway ATC pages, or en route charts, cockpit radios should be set up and procedures for these broadcasts. More about this: International Operations / Traffic Information Broadcast by Aircraft (TIBA).
For our example flight, there are no TIBA requirements in the North Atlantic, so we do not bother with this.
Figure: SLOP, from Eddie's notes.
Aircraft with an automatic FMS offset capability should routinely fly 1 nm or 2 nm right of course centerline while in oceanic airspace in most of the world. The selection of on course, 1nm, or 2nm right of course can be made based on wake turbulence considerations. Where authorized, there is no ATC clearance required and it is not necessary to advise ATC. Voice position reports are based on the waypoints of the current ATC clearance and not offset positions. Aircraft without an automatic FMS offset capability should fly the centerline only.
The G-450 has an automatic FMS Lateral Offset capability.
SLOP is not universal, you cannot use it everywhere, but where it is authorized you should use it. More about this: International Operations / Strategic Lateral Offset Procedure (SLOP).
SLOP is recommended in the North Atlantic and it is the one oceanic area where we are certain it is allowed for aircraft with ADS-C, so we initiate a 2 NM SLOP to the right. (Statistics show 40% of aircraft choose 1 NM, 20% choose 2 NM, and the remaining 40% remain on the centerline; we figure 2 NM right improves our odds of having the space to ourselves.)
Figure: Master Document Heading and Distance, from Eddie's notes.
[AC 91-70A, Appendix 2, ¶2h.] Within a few minutes of crossing an oceanic waypoint, crews should cross-check the coordinates of that waypoint and the next waypoint. This check should be done by comparing the coordinates against the Master CFP based on the currently effective ATC clearance.
[ICAO NAT Doc 007, ¶8.4.14.(c)] at the waypoint, check the distance to the next waypoint, confirm that the aircraft turns in the correct direction and takes up a new heading and track appropriate to the leg to the next waypoint.
You will be fairly busy during waypoint passage and with most FMS the distance between waypoints starts to decrease once the waypoint is crossed. A good technique to get around all this is to placing the pilot's heading bug on the next expected magnetic heading listed on the flight plan a minute or so prior to the waypoint and at that point make sure the distance to the next waypoint checks. At waypoint passage, if a turn is needed, the aircraft should turn to the heading bug.
We are heading direct to 51N 050W and our next waypoint will be 52N 040W. Our example flight plan shows the heading to 52N 040W should be 106° and the distance will be 379 NM. We set the heading bug to 106 and verify the distance shown on the FMS is correct.
Figure: Master Document Example after 050W, from Eddie's notes.
[AC 91-70A, Appendix 2, ¶2.g.(5)] Crews are to observe the primary and stand-by altimeters each hour. We recommend that you record these hourly checks with the readings and times. This documentation can aid crews in determining the most accurate altimeter if an altimetry problem develops.
The first thing we do passing the waypoint is make note of the fuel, since that number is constantly changing. The annotation "21,300 (-400)" tells us how much we had at that point and that the amount is 400 lbs short of the flight plan estimate. Since we started at "(-300)" on takeoff, we know the trend is against us and make note of the fact we need to keep an eye on this.
We also make note of the frequencies, all three altimeters, and the next ETA.
[AC 91-70A, Appendix 2, ¶2.i.(3)] After passing over the oceanic waypoint, crews that give a position report to ATC must use the standard format. Flights designated as meteorology information (MET) reporting flights or flights on random routes should be including in the position report additional items such as winds and temperatures. Crews should also note and record their field status at each oceanic waypoint. This is especially important if the cleared route and FL differ significantly from the filed flight plan.
Position reports can be made via voice or CPDLC:
Since we are CPDLC-equipped, our HF radio conversation goes like this:
At this point we get the SELCAL, acknowledge that, and get ready for our next chores.
If you preset the heading bug during the Approaching Each Waypoint step, you need only verify that the aircraft turned to the correct heading. Otherwise you should now crosscheck the aircraft's heading against the Master Document.
We make a second diagonal on the 050W waypoint, signifying the waypoint duties have been completed. At this point you should set a timer to make the post-position plot, about ten minutes after waypoint passage. Flying east-to-west or west-to-east at a mid-latitude, two degrees on longitude will make this chore easier. More on that next. . .
Figure: Two Degree Check Error Example, from Eddie's notes.
[AC 91-70A, Appendix 2, ¶2.j.] Approximately 10 minutes after passing an oceanic waypoint, crews should plot the latitude, longitude and time on the plotting chart. It is advisable to plot the non-steering LRNS. A 10-minute plot can alert the crew to any lateral deviation from their ATC clearance prior to it becoming a GNE. A good cross-check for the position of the 10-minute plot is that it is approximately 2° of longitude past the oceanic waypoint.
The "non-steering LRNS" may not apply to many aircraft, since triple FMS with hybrid IRUs tend to blend everything together. The point, however, is to plot the aircraft's position after about ten minutes to ensure the next waypoint wasn't entered in error. If, for example, the flight plan download (or manual entry) entered the next waypoint as 51N 040W, one degree south of the clearance, it would look perfectly normal on the cockpit displays but plotting the position would alert the crew that something is amiss, as shown on the figure. Don't think this is possible? Modern G-550's continue to get caught in just this type of gross navigational error.
More about this: International Operations / Post Position Plot.
How to plot: International Operations / Plotting 101.
Of course we are on course, as evidenced by our two-degree post-position plot:
Figure: Example Plotting Chart (After First Post-position Plot), from Eddie's notes.
Figure: RVSM/Nav Performance Log Example After Post-position Plot, from Eddie's notes.
[AC 91-70A, Appendix 2, ¶2.i.(2)] Crews must be vigilant in passing an accurate ETA to ATC for the next waypoint. A change of 3 minutes or more requires that ATC receives notification in a timely manner. There is substantial emphasis on reducing longitudinal separation and this timely update must be a priority for the crews.
There is an exception to the 3 minutes or more rule if you have ADS-C. . .
[ICAO Nat Doc 007, ¶5.1.7] After obtaining and reading back the clearance, the pilot should monitor the forward estimate for oceanic entry, and if this changes by 3 minutes or more, unless providing position reports via ADS-C, the pilot must pass a revised estimate to ATC.
[ICAO Nat Doc 007, ¶6.3.4] Unless providing position reports via ADS-C, if the estimated time for the ‘next position’, as last reported to ATC, has changed by three minutes or more, a revised estimate must be transmitted to the ATS unit concerned as soon as possible.
[AC 91-70A, Appendix 2, ¶2.k.]
Remember that you do not adjust speed to make the ETA good, you adjust the ETA, otherwise you may have a loss of separation with the aircraft ahead or behind you. More about this: International Operations / Mach Number Technique.
From here on each waypoint uses the same procedure, but we'll have to remember to:
Portions of this page can be found in the book International Flight Operations, Part VII, Chapter 3.
Advisory Circular 91-70A, Oceanic and International Operations, 8/12/10, U.S. Department of Transportation
ICAO Annex 10 - Vol V, International Standards and Recommended Practices, Annex 10 to the Convention on International Civil Aviation, Vol V, July 2001
ICAO Doc 4444 - Air Traffic Management, Fourteenth Edition, Procedures for Air Navigation Services, International Civil Aviation Organization, 2001 *
ICAO Doc 4444 - Air Traffic Management, Fifteenth Edition, Procedures for Air Navigation Services, International Civil Aviation Organization, 2007 *
* Not all of Doc 4444 seems to have been reproduced in the 15th edition, so you might need to look at the 15th edition and then then 14th edition for some sections.
ICAO Doc 4444 - Amendment No. 1, Procedures for Air Navigation Services, International Civil Aviation Organization, Amendment No. 1, 2007
ICAO Doc 4444 - Amendment No. 2, Procedures for Air Navigation Services, International Civil Aviation Organization, Amendment No. 2, 19/11/09
ICAO Global Operational Data Link Document (GOLD), International Civil Aviation Organization, Second Edition, 26 April 2013
Jeppesen Airway Manual
NAT Doc 001, Guidance and Information Material Concerning Air Navigation in the North Atlantic Region, Seventh Edition, January 2002.
ICAO NAT Doc007, North Atlantic Operations and Airspace Manual, v 2016-1